State: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY
What is your age? Under 30 31 to 40 41 to 50 51 to 60 61 to 70 over 71
What were your stated investement objectives? Long term growth Speculation Income return Conservative
What securities resulted in your losses? IPO Stocks Bonds Mutual Funds Options Variable Annunity
How much did you lose? Under $50,000 $50,000 to $250,000 $250,000 to $500,000 $500,000 to $1,000,000 Over $1,000,000
How many years ago did the losses occur? < 1 year ago 1 - 4 years ago 4 - 6 years ago 6 + years ago
How did your financial advisor cause your losses? Bought securities without my permission Excessive activity in my account Recommended investments which were too risky Failed to follow my instructions Margin calls
Comments or Questions Enter the text from the image
