Current Investigations

Investors have sustained dramatic investment losses in the recent stock market downturn. Our current investigations are focused on many securities that have been the subject of class action lawsuits. Rodriguez Tramont & Nunez, PA has filed securities fraud arbitration claims which involve these same securities. Our investigations have determined that, in many instances, investors may have individual claims against their brokers for one or more of the following reasons:

Investors may be able to recover investment losses which were the direct result of violations of sales practice rules and regulations, as set forth by the Financial Industry Regulatory Authority (FINRA). Recommendations of unsuitable investment advice and/or concentrated investments in a single security or sector are both causes of action that form the basis for individual securities arbitration claims filed with FINRA. The failure of a full-service brokerage firm to comply with the FINRA rules and regulations may result in an award from a securities arbitration panel.

Rodriguez Tramont & Nunez, PA is currently investigating securities arbitration claims on behalf of investors in the following securities:

  • Voya (ING U.S.)
  • Life Partners Holdings, Inc
  • Eastman Kodak
  • Lloyds Banking Group
  • Bank of New York Mellon Corporation
  • MF Global 6.25% Senior Notes
  • MF Global 3.375% Convertible Senior Notes
  • Bank of America
  • Citigroup
  • Omnivision Technologies
  • Juniper Networks
  • Apple REIT
  • Santander Securities
  • United Western Bancorp
  • Puerto Rico Conservation Trust Fund
  • Popular, Inc
  • Medical Capital Notes
  • YRC Worldwide
  • Fannie Mae
  • Ambac Financial Group
  • Washington Mutual
  • AMCORE Financial
  • Irwin Financial
  • Citizens First Bancorp
  • Euro Bancshares
  • Countrywide Financial
  • Provident Royalties, LLC
  • Medical Capital Holdings
  • Pacific Capital Bancorp
  • Citigroup
  • American International Group (AIG)

Securities Arbitration Claim

RTN is a securities law firm that represents individual investors in securities arbitration claims. The dedicated legal team at RTN receives no compensation unless there is a successful resolution of your securities arbitration claim. After the completion of our legal review of your case, you will know the following:

  • What are the sales practice violations?
  • What are the damages in your case?
  • What is the expected timeline for the resolution of your case?
  • What are the filing fees and costs paid to third parties?

The legal review process starts with a forensic analysis of the transaction history in the brokerage account by both an attorney and a securities arbitration consultant, who have decades of combined experience in securities matters. The legal team will review your brokerage account for sales practice violations in light of your investment objectives, time horizon and risk tolerances, and the reliance placed on your full-service financial advisor and his firm.

Call for a Legal Consultation at No Cost or Obligation


Steps to Recover Your Investment Losses

  • Contact Our Legal Team for a Brief Case Facts Summary
  • Schedule a Time for an Interview with an Industry Expert
  • Gather Critical Case Documents
  • Review Assessment of Account Damages with Legal Team
  • File Statement of Claim for a FINRA Securities Arbitration